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National and International Legal Regulation of Credit Institutions
Study Course Description
Course Description Statuss:Approved
Course Description Version:10.00
Study Course Accepted:02.02.2024 12:29:29
| Study Course Information | |||||||||
| Course Code: | JF_422 | LQF level: | Level 7 | ||||||
| Credit Points: | 4.00 | ECTS: | 6.00 | ||||||
| Branch of Science: | Law; Civil Rights | Target Audience: | Juridical Science | ||||||
| Study Course Supervisor | |||||||||
| Course Supervisor: | Ņikita Sinkevičs | ||||||||
| Study Course Implementer | |||||||||
| Structural Unit: | Faculty of Social Sciences | ||||||||
| The Head of Structural Unit: | |||||||||
| Contacts: | Dzirciema street 16, Rīga, szf rsu[pnkts]lv | ||||||||
| Study Course Planning | |||||||||
| Full-Time - Semester No.1 | |||||||||
| Lectures (count) | 14 | Lecture Length (academic hours) | 2 | Total Contact Hours of Lectures | 28 | ||||
| Classes (count) | 10 | Class Length (academic hours) | 2 | Total Contact Hours of Classes | 20 | ||||
| Total Contact Hours | 48 | ||||||||
| Part-Time - Semester No.1 | |||||||||
| Lectures (count) | 6 | Lecture Length (academic hours) | 2 | Total Contact Hours of Lectures | 12 | ||||
| Classes (count) | 4 | Class Length (academic hours) | 2 | Total Contact Hours of Classes | 8 | ||||
| Total Contact Hours | 20 | ||||||||
| Study course description | |||||||||
| Preliminary Knowledge: | Civil law and commercial law | ||||||||
| Objective: | Present in-depth to students the national and international legal framework for the operation of credit institutions. | ||||||||
| Topic Layout (Full-Time) | |||||||||
| No. | Topic | Type of Implementation | Number | Venue | |||||
| 1 | Introduction to the EU banking system | Lectures | 2.00 | auditorium | |||||
| Classes | 2.00 | auditorium | |||||||
| 2 | Foundation and licensing of credit institutions | Lectures | 2.00 | auditorium | |||||
| Classes | 1.00 | auditorium | |||||||
| 3 | Insolvency of credit institutions | Lectures | 1.00 | auditorium | |||||
| Classes | 1.00 | auditorium | |||||||
| 4 | Prevention of money laundering in credit institutions | Lectures | 3.00 | auditorium | |||||
| Classes | 1.00 | auditorium | |||||||
| 5 | Banking secrecy | Lectures | 2.00 | auditorium | |||||
| Classes | 2.00 | computer room | |||||||
| 6 | Intenational credits and other tranactions by credit institutions | Lectures | 2.00 | auditorium | |||||
| Classes | 1.00 | auditorium | |||||||
| 7 | Practical workshop with presentation of individual works | Lectures | 2.00 | auditorium | |||||
| Classes | 2.00 | auditorium | |||||||
| Topic Layout (Part-Time) | |||||||||
| No. | Topic | Type of Implementation | Number | Venue | |||||
| 1 | Introduction to the EU banking system | Lectures | 0.50 | computer room | |||||
| Classes | 0.00 | computer room | |||||||
| 2 | Foundation and licensing of credit institutions | Lectures | 0.50 | computer room | |||||
| Classes | 1.00 | computer room | |||||||
| 3 | Insolvency of credit institutions | Lectures | 1.00 | computer room | |||||
| Classes | 0.00 | computer room | |||||||
| 4 | Prevention of money laundering in credit institutions | Lectures | 1.00 | computer room | |||||
| Classes | 1.00 | computer room | |||||||
| 5 | Banking secrecy | Lectures | 1.00 | computer room | |||||
| Classes | 1.00 | computer room | |||||||
| 6 | Intenational credits and other tranactions by credit institutions | Lectures | 1.00 | computer room | |||||
| Classes | 0.00 | computer room | |||||||
| 7 | Practical workshop with presentation of individual works | Lectures | 1.00 | computer room | |||||
| Classes | 1.00 | computer room | |||||||
| Assessment | |||||||||
| Unaided Work: | Essay on the credit institution system of one EU Member State. Preparation of the written answers to the questions in discussion for each workshop. | ||||||||
| Assessment Criteria: | Visit to seminars (30%), individual work: short description of one EU Member State's credit institutions system (30%) and written examination (40%). The student must complete a study course evaluation questionnaire. | ||||||||
| Final Examination (Full-Time): | Exam (Written) | ||||||||
| Final Examination (Part-Time): | Exam (Written) | ||||||||
| Learning Outcomes | |||||||||
| Knowledge: | As a result of the course, students will have learned: the sources of the law governing the scope of credit institutions; the understanding of the nature and content of credit institutions' licensing, prevention of money laundering, bank secrecy, international credit; the understanding of the specific business of individual credit institutions. | ||||||||
| Skills: | Understanding and applying the sources of EU law governing credit institutions; correctly applying legal interpretation methods to resolve the problems of relevant law; studying legal information (processing legal information); critically analysing the latest trends and findings in the area of EU credit institutions' rights. | ||||||||
| Competencies: | Capable of using acquired knowledge in practice, assessing the specific legal situation from the point of view of the regulatory framework, arguing in disputes, logically explaining legal situations from the point of view of law. | ||||||||
| Bibliography | |||||||||
| No. | Reference | ||||||||
| Required Reading | |||||||||
| 1 | Europe and the Governance of Global Finance. Edited by Daniel Mügge. Oxford University Press, 2014. | ||||||||
| 2 | 2013.gada 26.jūnija Eiropas Parlamenta un padomes regula 575/2013 par prudenciālajām prasībām attiecībā uz kredītiestādēm un ieguldījumu brokeru sabiedrībām, un ar ko groza regulu Nr.648/2012 | ||||||||
| 3 | 2012.gada 14.marta Eiropas Parlamenta un padomes regula 260/2012, ar ko nosaka tehniskās un darbības prasības kredīta pārvedumiem un tiešā debeta maksājumiem euro un groza Regulu Nr.924/2009 | ||||||||
| 4 | Eiropas nodokļi Latvijā. Rīga: Latvijas ekonomists / anno 1992, Ernst & Young, 2004. [un vēlākie izdevumi] | ||||||||
| 5 | Ketners, K. Eiropas Savienības nodokļu politika: mācību līdzeklis. Rīga: RTU Izdevniecība, 2014. | ||||||||
| 6 | Whiteley John Mastering Financial Management. New York: Palgrave Macmillan, 2017, 240 pages | ||||||||
| 7 | Brooks Raimond. Financial Management. Pearson Education Limited, 2022, 656 pages | ||||||||
| 8 | Harry G. Balter. Tax Fraud and Evasion: A Guide to Civil and Criminal Practice Under Federal Law. 5th Edition | ||||||||
| 9 | 2014.gada 15.jūlija Eiropas Parlamenta un Padomes regula Nr. 806/2014, ar ko izveido vienādus noteikumus un vienotu procedūru kredītiestāžu un noteiktu ieguldījumu brokeru sabiedrību noregulējumam, izmantojot vienotu noregulējuma mehānismu un vienotu noregulējuma fondu, un groza Regulu (ES) Nr. 1093/2010 | ||||||||
| 10 | Grasis, J. Banku darbības tiesiskā vide. Latvijas komercbanku asociācija. Konsultāciju un mācību centrs, 2008. (akceptējams izdevums) | ||||||||
| 11 | Berger, A., Molyneux, P., Wilson, J. The Oxford Handbook of Banking. Oxford University Press, 2017. | ||||||||
| 12 | The Oxford handbook of Financial regulation. Oxford university press, 2017. | ||||||||
| 13 | Ārvalstu studentiem/For international students | ||||||||
| 14 | Europe and the Governance of Global Finance. Edited by Daniel Mügge. Oxford University Press, 2014. | ||||||||
| 15 | The Oxford handbook of Financial regulation. Oxford university press, 2017. | ||||||||
| Additional Reading | |||||||||
| 1 | Kredītiestāžu likums | ||||||||
| 2 | Ārvalstu studentiem/For international students | ||||||||
| 3 | Credit Institution Law | ||||||||
| Other Information Sources | |||||||||
| 1 | www.fktk.lv | ||||||||
| 2 | https://www.ecb.europa.eu/home/html/index.en.html | ||||||||
| 3 | Ārvalstu studentiem/For international students | ||||||||
| 4 | https://www.ecb.europa.eu/home/html/index.en.html | ||||||||
