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National and International Aspect of Prevention of Money Laundering, Terrorism and Proliferation Financing
Study Course Description
Course Description Statuss:Approved
Course Description Version:9.00
Study Course Accepted:29.05.2024 10:47:32
| Study Course Information | |||||||||
| Course Code: | JF_432 | LQF level: | Level 7 | ||||||
| Credit Points: | 2.00 | ECTS: | 3.00 | ||||||
| Branch of Science: | Law | Target Audience: | Juridical Science; Civil and Military Defense | ||||||
| Study Course Supervisor | |||||||||
| Course Supervisor: | Aldis Lieljuksis | ||||||||
| Study Course Implementer | |||||||||
| Structural Unit: | Faculty of Social Sciences | ||||||||
| The Head of Structural Unit: | |||||||||
| Contacts: | Dzirciema street 16, Rīga, szf rsu[pnkts]lv | ||||||||
| Study Course Planning | |||||||||
| Full-Time - Semester No.1 | |||||||||
| Lectures (count) | 6 | Lecture Length (academic hours) | 2 | Total Contact Hours of Lectures | 12 | ||||
| Classes (count) | 6 | Class Length (academic hours) | 2 | Total Contact Hours of Classes | 12 | ||||
| Total Contact Hours | 24 | ||||||||
| Part-Time - Semester No.1 | |||||||||
| Lectures (count) | 4 | Lecture Length (academic hours) | 2 | Total Contact Hours of Lectures | 8 | ||||
| Classes (count) | 2 | Class Length (academic hours) | 1 | Total Contact Hours of Classes | 2 | ||||
| Total Contact Hours | 10 | ||||||||
| Study course description | |||||||||
| Preliminary Knowledge: | Bachelor degree or second level higher professional education in related industries (economics, finance, commerce, management or law) and no less than 2 years of experience of work in state or local government institutions, law enforcement agencies or also relevant working experience in business. | ||||||||
| Objective: | To provide knowledge and practical skills in prevention and combatting of money laundering. | ||||||||
| Topic Layout (Full-Time) | |||||||||
| No. | Topic | Type of Implementation | Number | Venue | |||||
| 1 | International legal regulation and institutional system of money laundering | Lectures | 1.00 | auditorium | |||||
| 2 | System for prevention and combatting of money laundering, terrorism and proliferation financing in Latvia | Lectures | 1.00 | auditorium | |||||
| 3 | Concept and standard of proof of proceeds of crime | Lectures | 1.00 | auditorium | |||||
| 4 | Stages of money laundering, terrorism and proliferation financing | Lectures | 1.00 | auditorium | |||||
| 5 | Criminal legal aspects of money laundering, terrorism and proliferation financing | Lectures | 1.00 | auditorium | |||||
| 6 | Criminal legal aspects of money laundering, terrorism and proliferation financing (initial and further investigation activities) | Lectures | 1.00 | auditorium | |||||
| 7 | Prevention of money laundering, terrorism and proliferation financing in credit institutions (practical actions and cooperation) | Classes | 1.00 | auditorium | |||||
| 8 | Combating of money laundering in circulation of securities | Classes | 2.00 | auditorium | |||||
| 9 | Aspects of prevention and combating of money laundering in the gambling business | Classes | 1.00 | auditorium | |||||
| 10 | Money laundering in stand-alone offences | Classes | 1.00 | auditorium | |||||
| 11 | Aspects of international and interinstitutional cooperation when investigating money laundering | Classes | 1.00 | auditorium | |||||
| Topic Layout (Part-Time) | |||||||||
| No. | Topic | Type of Implementation | Number | Venue | |||||
| 1 | International legal regulation and institutional system of money laundering | Lectures | 0.50 | auditorium | |||||
| 2 | System for prevention and combatting of money laundering, terrorism and proliferation financing in Latvia | Lectures | 0.50 | auditorium | |||||
| 3 | Concept and standard of proof of proceeds of crime | Lectures | 0.50 | auditorium | |||||
| 4 | Stages of money laundering, terrorism and proliferation financing | Lectures | 0.50 | auditorium | |||||
| 5 | Criminal legal aspects of money laundering, terrorism and proliferation financing | Lectures | 1.00 | auditorium | |||||
| 6 | Criminal legal aspects of money laundering, terrorism and proliferation financing (initial and further investigation activities) | Lectures | 1.00 | auditorium | |||||
| 7 | Prevention of money laundering, terrorism and proliferation financing in credit institutions (practical actions and cooperation) | Classes | 0.50 | auditorium | |||||
| 8 | Combating of money laundering in circulation of securities | Classes | 0.50 | auditorium | |||||
| 9 | Aspects of prevention and combating of money laundering in the gambling business | Classes | 0.50 | auditorium | |||||
| 10 | Money laundering in stand-alone offences | Classes | 0.50 | auditorium | |||||
| Assessment | |||||||||
| Unaided Work: | Students independently study the laws, case law and court practices, literature included in the study programme. The obtained knowledge is used during practical classes, when students perform the tasks given by teachers modelling situations and solve casus based on legislation. | ||||||||
| Assessment Criteria: | One report should be submitted and an assessment of at least 55% should be received in the study course before the examination. The examination should be passed in the electronic environment at the end of the course and an assessment of at least 55% should be received. In case of unsuccessful assessment, action in accordance with RSU Academic Regulations I follows. The final assessment depends on the examination result (95%; report – 5% of the final assessment). | ||||||||
| Final Examination (Full-Time): | Exam (Written) | ||||||||
| Final Examination (Part-Time): | Exam (Written) | ||||||||
| Learning Outcomes | |||||||||
| Knowledge: | Students understand the legal framework and institutional system for prevention and combatting of money laundering, terrorism and proliferation financing in the world and in Latvia. Know signs identifying these criminal offences and their most characteristic material and ideal signs. | ||||||||
| Skills: | Students recognise and document signs of money laundering, terrorism and proliferation financing. | ||||||||
| Competencies: | Students know how to apply legal provisions to prevent or investigate money laundering, terrorism and proliferation financing. | ||||||||
| Bibliography | |||||||||
| No. | Reference | ||||||||
| Required Reading | |||||||||
| 1 | Noziedzīgi iegūtu līdezkļu legalizācijas, terorisma un proliferācijas finansēšanas novēršanas likums. | ||||||||
| 2 | Krimināllikums | ||||||||
| 3 | Operatīvās darbības likums | ||||||||
| 4 | Kontu reģistra likums | ||||||||
| 5 | Law on the Prevention of Money Laundering and Terrorism and Proliferation Financing | ||||||||
| 6 | COMMISSION DELEGATED REGULATION (EU) 2020/855 | ||||||||
| 7 | Ārvalstu studentiem/For international students | ||||||||
| 8 | Criminal Law | ||||||||
| 9 | Operational Activities Law | ||||||||
| 10 | Account Register Law | ||||||||
| 11 | Law on the Prevention of Money Laundering and Terrorism and Proliferation Financing | ||||||||
| 12 | COMMISSION DELEGATED REGULATION (EU) 2020/855 | ||||||||
| Additional Reading | |||||||||
| 1 | Noziedzīgi iegūtu līdzekļu legalizācijas un terorisma un proliferācijas finansēšanas novēršanas un sankciju riska pārvaldīšanas prasību izpildes metodoloģijas izstrādes normatīvie noteikumi. FKTK Noteikumi | ||||||||
| 2 | Ieteikumi noziedzīgi iegūtu līdzekļu legalizācijas un terorisma un proliferācijas finansēšanas novēršanas un sankciju riska pārvaldīšanas iekšējās kontroles sistēmas izveidei un klientu izpētei. FKTK ieteikumi | ||||||||
| 3 | Noziedzīgi iegūtu līdzekļu legalizācijas tipoloģijas un pazīmes. | ||||||||
| 4 | FATF 40 rekomendācijas | ||||||||
| 5 | Komisijas deleģētā regula (ES) 2020/855 (2020. gada 7. maijs) | ||||||||
| 6 | FATF Standards | ||||||||
| 7 | Pievienotās vērtības nodokļa likums | ||||||||
| 8 | Par nodokļiem un nodevām | ||||||||
| 9 | Finanšu instrumentu tirgus likums | ||||||||
| 10 | Starptautisko un Latvijas Republikas nacionālo sankciju likums | ||||||||
| 11 | Azartspēļu un izložu likums | ||||||||
| 12 | Likums Par grāmatvedību | ||||||||
| 13 | Apdrošināšanas līguma likums | ||||||||
| 14 | Par pasākumu plānu noziedzīgi iegūtu līdzekļu legalizācijas, terorisma un proliferācijas finansēšanas novēršanai laikposmam no 2020. līdz 2022. gadam | ||||||||
| 15 | Kriminālprocesa likums | ||||||||
| 16 | Kredītiestāžu likums | ||||||||
| 17 | Law on International Sanctions and National Sanctions of the Republic of Latvia | ||||||||
| 18 | Žurnāls "Jurista Vārds" Nr.46/47 2013.g. Ralstu kŗājums: Noziedzīgi iegūtas mantas legalizācijas novēršana: normatīvās un prakstiskās aktualitātes | ||||||||
| 19 | Supranational risk assessment of the money laundering and terrorist financing risks affecting the Union | ||||||||
| 20 | Ārvalstu studentiem/For international students | ||||||||
| 21 | Supranational risk assessment of the money laundering and terrorist financing risks affecting the Union | ||||||||
| 22 | FATF Standards | ||||||||
| Other Information Sources | |||||||||
| 1 | Par tiesību normu par noziedzīgi iegūtu līdzekļu legalizācijas novēršanu interpretāciju. Semāta krimināllietu departamenta senatoru kopsapulces lēmums. Rīga, 2019. gada 19. jūnijā | ||||||||
